State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIFA Praises GAO Planner Report
By staff WriterThe head of the National Association of Insurance and Financial Advisors has welcomed U.S. Government Accountability Office officials' conclusion that financial planners seem to have plenty of layers of oversight.
January 18, 2011
Obama's Executive Order Attempts to Improve Regulatory SystemPresident Barack Obama signed an executive order on Tuesday that would require regulatory agencies to include the public in the rule-making process, and order periodic reviews of existing regulation to determine whether they should be modified or reviewed.
January 17, 2011
Economist David Malpass on China’s Hu Visiting U.S.: AdvisorOne InterviewFor perspective on Wednesday’s summit meeting between China and the U.S., AdvisorOne spoke with David Malpass, principal of economic consulting firm Encima Global and a former chief economist of Bear Stearns who has held senior positions in the Treasury and State departments.
January 16, 2011
PPACA, State-by-State: A Q&A with North Carolina Insurance Commissioner Wayne GoodwinAs part of a regular series featuring interviews with state regulators, Goodwin discusses his state's challenges and hopes when it comes to health care reform
January 15, 2011
PPACA, State-by-State: A Q&A with North Carolina Insurance Commissioner Wayne GoodwinAs part of a regular series featuring interviews with state regulators, Goodwin discusses his state's challenges and hopes when it comes to health care reform
January 14, 2011
PPACA: Risk Pool Program Starts SlowlyOnly 8,011 U.S. residents had health coverage through the Pre-existing Condition Insurance Plan program in early November 2010.
January 13, 2011
PPACA, State-by-State: A Q&A with Oregon Insurance Administrator Teresa MillerAs part of a regular series featuring interviews with state regulators, Miller discusses her state's challenges and hopes when it comes to health care reform
January 12, 2011
Taylor to Lead Ohio Department, Regulatory ReviewOhio Gov. John Kasich, R, has picked Lt. Gov. Mary Taylor to be director of the Ohio Department of Insurance and head of an effort to update state regulations.