State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Disorder on the Border
By Alexei BayerRemember the giant sucking sound? That was the catchy campaign slogan on which businessman H. Ross Perot ran as an independent in the 1992 presidential...
May 26, 2010
Producer Groups Sue Over N.Y. Department Comp RegsOrganizations that represent New York state agents and brokers have gone to court to try to block implementation of a new compensation disclosure rule.
May 20, 2010
Florida, California, Texas agents: Share your thoughtsAre you an active agent licensed to sell life and/or health insurance in the states of Florida, California, or Texas? Then we want to hear ...
May 20, 2010
Florida, California, Texas agents: Share your thoughtsAre you an active agent licensed to sell life and/or health insurance in the states of Florida, California, or Texas? Then we want to hear ...
May 17, 2010
In Dodd Bill, Senators Support State Securities Role in FSOCIn Dodd Bill, Senators Support State Securities Role in FSOC
May 03, 2010
NAIC Panel Questions Reliance On Rating AgenciesThe National Association of Insurance Commissioners should work with states to reduce state-law reliance on the big credit rating agencies, an NAIC panel says.
May 03, 2010
NAIC Panel Questions Reliance On Rating AgenciesThe National Association of Insurance Commissioners should work with states to reduce state-law reliance on the big credit rating agencies, an NAIC panel says.
April 30, 2010
Out of State Agents Warned On N.Y. Fee RulesAnxiety is growing within the agent and broker community about rules that will go into effect in New York in January that will require them to disclose to their clients information about the compensation they receive from insurance companies.