State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York Insurance Dept. Tightens Standards
By Arthur D. PostalSuitability and senior designation standards for the sale of investment products have been tightened by the New York Insurance Department under new regulations finalized last month.
March 25, 2011
New Annuity Suitability Penalties Announced by StatesNational Conference of Insurance Legislators' (NCOIL) executive committee voted unanimously March 6 to adopt the NAIC Suitability in Annuity Transactions Model Regulation.
March 23, 2011
PPACA: Pa. Regulator Sees UncertaintyMichael Consedine, the acting Pennsylvania insurance commissioner, says one challenge for a state regulator trying to implement the Patient Protection and Affordable Care Act is the many gaps in federal PPACA regulation
March 10, 2011
PPACA, State-by-State: A Q&A with West Virginia Insurance Commissioner Jane L. ClineQ: What challenges do you anticipate your particular state running into with upcoming health care reform provisions?
March 09, 2011
PPACA, State-by-State: A Q&A with West Virginia Insurance Commissioner Jane L. ClineQ: What challenges do you anticipate your particular state running into with upcoming health care reform provisions?
March 08, 2011
NARAB II to Return to HouseA bipartisan team plans to introduce a new National Association of Registered Agents and Brokers Reform Act bill in the House within 10 days.
March 08, 2011
NARAB II to Return to HouseA bipartisan team plans to introduce a new National Association of Registered Agents and Brokers Reform Act bill in the House within 10 days.
March 08, 2011
Your Legacy: Will Your Heirs Pay for State or Local Debt?Does your estate plan include bigger municipal debt, at higher rates, for your children and grandchildren? If you vote for state bankruptcy, it might.