State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Tim Guinness: China, Energy and Really Good Beer—Weekend Interview
By John SullivanChina is the best-run country in the world," the Guinness Atkinson Funds CIO says.
March 26, 2012
Compelling DynamicsTechnological innovation has played a prime role in America’s economic success, and current developments in oil and natural gas drilling techniques…
March 23, 2012
JOBS Act Is Dangerously Flawed Product of a Rush to LegislateCongress and the White House are sacrificing investor protection for politics and are in danger of repeating a legislative mistake that has allowed promoters of fraudulent securities offerings to steal millions of dollars from investors since 1996.
March 23, 2012
CFP Board’s Keller Says New ‘Top Cop’ Will Beef Up InvestigationsKeller tells AdvisorOne that Rex Staples, the former general counsel for NASAA who will start his new post on April 9, will help build our capacity to achieve our mission of benefiting the public.
March 22, 2012
HHS Questions 71% of the Rate Hikes ReviewedFederal regulators have had jurisdiction over 61 of the 186 notices of double-digit health premium increases.
March 22, 2012
HHS Questions 71% of the Rate Hikes ReviewedFederal regulators have had jurisdiction over 61 of the 186 notices of double-digit health premium increases.
March 21, 2012
Royce Unsatisfied With NAIC Response, Cites NAIC Role in Multi-State ExamsNAIC Immediate Past President Voss of Iowa and House Financial Services Member Rep. Ed Royce of California cross swords, but not paths at Washington regulatory reform conference
March 21, 2012
Unmired at Last (The Economist)Economy slowly breaking free from the grip of recession.