State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York Seeks Comments On Discretionary Clause Draft
By Allison BellEmpire State regulators have posted a version of a proposed regulation that would prohibit annuity issuers and life and health insurers in the state from using contracts that include discretionary clauses.
March 29, 2010
States Face Huge Pension Funding GapState and local governments are $1 trillion short of what they have promised to pay their retired workers in pension benefits.
March 17, 2010
LTCP Training Update: The CLASS ActAs 2010 continues, more change will be coming to the long-term care field. While health care reform focuses primarily on medical care and health insurance, it will have a significant impact on our industry.
March 17, 2010
LTCP Training Update: The CLASS ActAs 2010 continues, more change will be coming to the long-term care field. While health care reform focuses primarily on medical care and health insurance, it will have a significant impact on our industry.
March 11, 2010
Dodd To Go Solo On Financial Services BillSen. Christopher Dodd says he has pulled the plug on efforts to develop a bipartisan financial services bill because of concerns that time is running out.
March 10, 2010
Tell New York What You Really Think. ReallyThe New York State Insurance Department is inviting comments from "regulated entities and interested" parties about the way it regulates them.
March 04, 2010
Climate Change Proxy Resolutions IncreaseRecord filings follow SEC calls for more corporate attention to problem
March 01, 2010
Solvency Panel To Review PaperMembers of the International Solvency Working Group are reviewing comments on a capital requirements consultation paper.