State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Florida, California, Texas agents: Share your thoughts
By Christina Pellett, Christina PellettAre you an active agent licensed to sell life and/or health insurance in the states of Florida, California, or Texas? Then we want to hear ...
May 03, 2010
NAIC Panel Questions Reliance On Rating AgenciesThe National Association of Insurance Commissioners should work with states to reduce state-law reliance on the big credit rating agencies, an NAIC panel says.
May 03, 2010
NAIC Panel Questions Reliance On Rating AgenciesThe National Association of Insurance Commissioners should work with states to reduce state-law reliance on the big credit rating agencies, an NAIC panel says.
April 30, 2010
Out of State Agents Warned On N.Y. Fee RulesAnxiety is growing within the agent and broker community about rules that will go into effect in New York in January that will require them to disclose to their clients information about the compensation they receive from insurance companies.
April 29, 2010
Out of State Agents Warned On N.Y. Fee RulesAnxiety is growing within the agent and broker community about rules that will go into effect in New York in January that will require them to disclose to their clients information about the compensation they receive from insurance companies.
April 26, 2010
Warning: Scammers' 5 biggest threats to your clientsNASAA's five scams to help guard your clients from.
April 19, 2010
New York Hiring ExaminersThe New York State Insurance Department is looking for insurance examiners and examiner trainees.
April 16, 2010
Court Upholds LISA In Florida DisputeA Florida appeals court has affirmed a ruling by a state administrative law judge that state regulators can't demand information from life settlement firms in the state about business they conduct outside of Florida.