State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
April 24, 2012
Using Solicitors—Are You Compliant?More and more SEC advisors are engaging solicitors to generate new business.
April 24, 2012
Scrounging for DollarsThe multi-state settlement with MetLife of its unclaimed property practices, coupled with an announcement that the settlement could include the return of perhaps $700 million either to policy beneficiaries or to the states, raises more questions than it answers.
April 24, 2012
Scrounging for DollarsThe multi-state settlement with MetLife of its unclaimed property practices, coupled with an announcement that the settlement could include the return of perhaps $700 million either to policy beneficiaries or to the states, raises more questions than it answers.
April 12, 2012
Arkansas Judge Fines J&J $1.1B in Risperdal CaseOfficials have accused the manufacturer of misleading the state Medicaid program.
April 12, 2012
Colo. House Debates $7.4 Billion Spending PlanRepublicans question the seriousness of some Democratic reproductive health proposals.
April 12, 2012
Tenet Underpayments and Overpayments Yield Settlements with HHS, DOJOne settlement yields $84 million to Tenet, the other results in a payment of $42.75 million to the government.
April 10, 2012
Santorum Suspends GOP Presidential CampaignBowing to the inevitable, Rick Santorum quit the presidential campaign Tuesday, clearing the way for Mitt Romney to claim the Republican nomination.