State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Chamber of Commerce Announces Support for Pension Transparency Act
By Danielle AndrusThe U.S. Chamber of Commerce announced Wednesday its support for the Public Employee Pension Transparency Act.
February 08, 2011
PPACA and the Fate of Medicaid ExpansionOn Jan. 31, a federal court judge made one of the most significant decisions in U.S. Court history, and the action will have far-reaching effects on government.
February 08, 2011
PPACA and the Fate of Medicaid ExpansionOn Jan. 31, a federal court judge made one of the most significant decisions in U.S. Court history, and the action will have far-reaching effects on government.
February 07, 2011
More Super Bowl success: For advisors the little things are hugeIn last week's blog, I talked about preparing for the big game and how quarterbacks (and advisors) needed a "flight plan" to succeed.
February 07, 2011
WikiLeaks: U.K. Officials Urged U.S. to Remember BrusselsFinancial services regulators in the United Kingdom were warning U.S. regulators in August 2009 to pay more attention to European Commission financial regulation projects.
February 03, 2011
PPACA, State-by-State: A Q&A with South Dakota Director of Insurance Merle D. ScheiberAs part of a regular series featuring interviews with state regulators, Scheiber discusses his state's challenges and hopes when it comes to health care reform
February 03, 2011
PPACA, State-by-State: A Q&A with North Dakota Insurance Commissioner Adam HammAs part of a regular series featuring interviews with state regulators, Hamm discusses his state's challenges and hopes when it comes to health care reform
February 03, 2011
Probe of Banks Overcharging Pension Plans WidensState attorneys general in California, Virginia, Tennessee and Florida broadened their investigations into whistleblower allegations that public pension funds in the U.S. were overcharged for currency conversion by tens of millions of dollars.