State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

NAIC Clarifies Its Role

By Elizabeth Festa, Arthur D. Postal,
Pension Benefit Costs Cut by Record 43 States, Study Says (Bloomberg)

March 15, 2012

Pension Benefit Costs Cut by Record 43 States, Study Says (Bloomberg)
Some Nice Words About Ron Paul

March 15, 2012

Some Nice Words About Ron Paul
States Facing ‘Sleeping Cancer’ in 96% Unfunded Retiree Benefits (Bloomberg)

March 14, 2012

States Facing ‘Sleeping Cancer’ in 96% Unfunded Retiree Benefits (Bloomberg)
Avoiding the Dementia Trap

March 13, 2012

Avoiding the Dementia Trap
Obama Envisions Key Role for Agents, Brokers in Exchanges

March 13, 2012

Obama Envisions Key Role for Agents, Brokers in Exchanges
Exchanges: Praeger Sees SERFF Assisting, Expects Many Flavors of Exchanges

March 13, 2012

Exchanges: Praeger Sees SERFF Assisting, Expects Many Flavors of Exchanges
Okla St Loses Bid To Regain $33M From Fundraiser

March 13, 2012

Okla St Loses Bid To Regain $33M From Fundraiser