State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Exchanges: Praeger Sees SERFF Assisting, Expects Many Flavors of Exchanges

By Elizabeth D. Festa
N.J. Governor Proposes $32.1 Billion Budget

March 08, 2012

N.J. Governor Proposes $32.1 Billion Budget
Prudential Agrees to $17M Unclaimed Property Settlement

March 06, 2012

Prudential Agrees to $17M Unclaimed Property Settlement
PPACA: Launching of Healthcare Exchanges Depends on Supreme Court

March 06, 2012

PPACA: Launching of Healthcare Exchanges Depends on Supreme Court
PPACA: Launching of Healthcare Exchanges Depends on Supreme Court

March 06, 2012

PPACA: Launching of Healthcare Exchanges Depends on Supreme Court
Illinois May Tighten LTC Access

March 02, 2012

Illinois May Tighten LTC Access
Illinois May Tighten LTC Access

March 02, 2012

Illinois May Tighten LTC Access
Deals Expected on Ind. Inheritance Tax, Tax Refund

February 28, 2012

Deals Expected on Ind. Inheritance Tax, Tax Refund