State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Royce Unsatisfied With NAIC Response, Cites NAIC Role in Multi-State Exams
By Elizabeth D. FestaNAIC Immediate Past President Voss of Iowa and House Financial Services Member Rep. Ed Royce of California cross swords, but not paths at Washington regulatory reform conference
March 20, 2012
Do NAIC Accreditation Standards Violate Anti-Trust Law?Does the National Association of Insurance Commissioners - a private trade association - have the right to impose its will on elected state legislatures through accreditation standards written and implemented behind closed doors?
March 20, 2012
Do NAIC Accreditation Standards Violate Anti-Trust Law?Does the National Association of Insurance Commissioners - a private trade association - have the right to impose its will on elected state legislatures through accreditation standards written and implemented behind closed doors?
March 15, 2012
Pension Benefit Costs Cut by Record 43 States, Study Says (Bloomberg)The number of states reducing pension benefits has only gone up.
March 15, 2012
Some Nice Words About Ron PaulWhether you're voting for him or not, Ron Paul understands a few things the other candidates don't.
March 14, 2012
States Facing ‘Sleeping Cancer’ in 96% Unfunded Retiree Benefits (Bloomberg)The gap is only getting wider as the number of adults hitting retirement age grows.
March 13, 2012
Avoiding the Dementia TrapHow should you respond to what some are calling a landmark case in the annuity industry? Make sure you know the warning signs of cognitive impairment.
March 13, 2012
Obama Envisions Key Role for Agents, Brokers in ExchangesHealth exchange regulations finalized by the Obama administration Monday envision allowing agents, brokers and private companies to sell coverage on the exchange to individuals and employers through privately run websites.