State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Michigan Budget Proposal Includes Autism Spending
By KATHY BARKS HOFFMAN, Associated PressThe state is reporting a $728 million budget surplus for the 2011-2012 fiscal year.
February 02, 2012
Robert Gates’ Warning for the World: TD Ameritrade ConferenceFormer Defense Secretary Robert Gates opened his keynote speech at the TD Ameritrade annual conference Thursday in Orlando with a series of rapid-fire one-liners worthy of Henny Youngman.
January 31, 2012
Prudential Reaches Settlement with 19 States over Unclaimed PropertyPrudential Insurance Company has reached a settlement with 19 states over its unclaimed property practices, and it is negotiating a similar agreement with other states in which it does business.
January 31, 2012
Hearing Set on Death Master FileA House panel will hold a hearing Thursday on the accuracy and uses of the Social Security Administrations (SSA) Death Master File (DMF).
January 25, 2012
State PPACA Efforts VaryFour of the slow implementers -- Florida, Georgia, Ohio and Texas -- have 7 million uninsured residents.
January 20, 2012
Roubini, Bremmer Sound Off on Global Economy, IranNew York University's Nouriel Roubini and Eurasia Groups Ian Bremmer spoke with Bloomberg Television's Margaret Brennan about the state of the global economy.
January 13, 2012
Don't Get Mad ... Get EducatedMany states now require brokers/producers take a course on annuity suitability. If you dont, your clients application will be rejected.
January 13, 2012
Don't Get Mad ... Get EducatedMany states now require brokers/producers take a course on annuity suitability. If you dont, your clients application will be rejected.