State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
State regulators to hike exam fees for Series 63, 65 and 66
By Melanie WaddellDespite increased costs of maintaining the exams, NASAA says the exam fees have not increased for the past four years.
April 17, 2013
State Securities Regulators to Hike Exam Fees for Series 63, 65 and 66Despite increased costs of maintaining the exams, NASAA says the exam fees have not increased for the past four years.
April 17, 2013
Hawaii forms public LTCI study bill conference committeeSome want the state to set up a limited-benefit long-term care benefits program.
April 17, 2013
Hawaii forms public LTCI study bill conference committeeSome want the state to set up a limited-benefit long-term care benefits program.
April 17, 2013
Westboro Baptist Church plans to picket Boston funeralsThe church said that Massachusetts invited the bombings because it was the first state to pass same-sex marriage in 2004.
April 16, 2013
North Korea vows blitz attack on South warning ‘retaliation will start without notice’North Korea warns that its attack on South Korea will come with no warning.
April 11, 2013
Al Qaeda in Iraq and Syrian rebel group Jabhat al-Nusra make it officialThe formation makes them one of the best armed factions of the Syrian opposition.