State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
What If Life Insurance Applicants Know They Have Harmful Genes?
By Allison BellThe ALS Association wants to block life insurers from rejecting applicants based on screening test results.
July 02, 2025
Widow Sues Fidelity Over Husband's Account in Beneficiary Designation CaseLeslie McCarthy contends that her late husband planned to share the account with her.
June 27, 2025
Trial Underway for Ex-Banker Charged With Murdering BofA ExecAnthony Duwayne Turner is fighting charges that he killed Michelle Avan, his former girlfriend.
June 09, 2025
LPL, Edward Jones Among 5 Firms Ordered to Pay $29M Over Excessive CommissionsThe firms charged nearly $19 million in unreasonably high commissions over five years, state regulators say.
June 04, 2025
Kellyanne Conway Talks Trump Tariffs"I don’t know why anybody’s surprised that he went ahead with tariffs," the former Trump advisor said Wednesday.
June 03, 2025
BlackRock Escapes Texas Oil-Boycott Blacklist After ESG RetreatThe state's pension funds and investment accounts can buy the firm's shares and ETFs and hire it for advice.
May 30, 2025
RIA Growth Could Stall in 2025: ReportWhile the number of SEC-registered advisors grew in 2024, economic and other factors could shift that trend.
May 28, 2025
Let States Regulate Insurance AI, Industry Group SaysThe American InsurTech Council opposes efforts to restrict state oversight for 10 years.