State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
You’re Outta Here: Big Jump in Advisors Barred by States
By Melanie WaddellFor the third consecutive year, private offerings were the products most often reported at the heart of state securities cases, NASAA said.
October 31, 2013
California, Washington release exchange activity updatesActivity may be holding steady in California and accelerating in Washington state, officials say.
October 28, 2013
States post exchange activity dataCMS officials say they have more site numbers but don't release any.
October 25, 2013
Single Women Shopping for LTC Insurance Better Start NowThis spring, insurers started introducing new policies that charge single women between 40% and 60% more than their male counterparts, says AALTCI.
October 17, 2013
PPACA premiums, state-by-stateIf you're looking to buy a silver plan, Minnesota is the place to be.
October 14, 2013
Shutdown furloughs hit SSDI systemMaine has already closed its disability determination office.
October 14, 2013
PPACA exchange numbers still scarceIn some states, the official application completion count is still zero.