State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
5 ways the state (might) help your older client stay home
By Allison BellA look at how Medicaid programs are using tens of billions of dollars in federal "waiver" money.
September 16, 2014
Beatty Begins 1-Year Term as NASAA PresidentWilliam Beatty will focus on senior financial abuse and new electronic state filing of Form D for Rule 506 offerings.
September 12, 2014
The 10 fattest states in the nationWere not getting any younger. And, apparently, were not getting any skinnier, either.
September 11, 2014
3 ways to control the absence menaceThe average verdict for FMLA-linked wrongful termination cases is $335,000.
September 10, 2014
Nevada exchange staff: Stick with HealthCare.gov systems in 2016Rushing to get a system from another state would be difficult and risky, the staff says.
September 10, 2014
Most State-Registered Advisors Have Tech, Cybersecurity Policies: NASAAThough less than 5% of small and midsize firms said they had a cybersecurity incident, two-thirds said they had cybersecurity policies in place.
September 10, 2014
12 Best States for Adjusted Advisor PayLow cost of living often offsets lower advisor pay in some states, while in other states high pay offsets high cost of living.
September 04, 2014
HHS wins Halbig PPACA premium subsidy rehearingA new round of oral arguments could take place Dec. 17 -- in the middle of open enrollment.