State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
The 10 best states for advisors
By Melanie WaddellFinancial hubs as well as states with large populations of high-net-worth individuals attract advisors.
October 17, 2014
LTCI Watch: AwarenessLet the toughest state regulator come up with rules everyone can live with.
October 07, 2014
20 Best & Worst States for Pension FundingData from S&P shows the health of public retirement funds.
September 30, 2014
Prison Time for Securities Lawbreakers Jumps 33%: NASAAThe increase in jail time reflects the increasing complexity and heinousness of the crimes state securities regulators investigate, NASAA says.
September 29, 2014
Water: Resourceful GrowthAmerican States Water (AWR) of San Dimas, Calif., is the parent company for Golden States Water Company and American States Utility Services. AWR is a high-quality utility with a strong balance sheet (58% common equity) and high credit ratings (S&P: A+). In 2014, AWR expects to invest $80 million-$90 million...
September 29, 2014
States close eyes to bad nursing home care, group saysThe group wants CMS to do more to hold states accountable for facility reviews.
September 29, 2014
States close eyes to bad nursing home care, group saysThe group wants CMS to do more to hold states accountable for facility reviews.
September 26, 2014
10 Happiest States in AmericaCan money buy happiness? Only up to a point; there are many more factors at play. WalletHub ranked the states on 26 key happiness metrics.