State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
GOP loses exchange battle
By Allison BellA federal court lets Tennessee navigators navigate.
October 08, 2013
Nevada to use compact LTCI standardsCarriers can now cover the Silver State with IIPRC individual long-term care insurance filings.
October 08, 2013
Nevada to use compact LTCI standardsCarriers can now cover the Silver State with IIPRC individual long-term care insurance filings.
October 08, 2013
‘Big Switch’ RIAs Now Regulated by States Exhibit Similar Deficiencies on Exams: NASAAA NASAA report on advisors who switched from SEC to state oversight shows deficiencies similar to smaller RIAs who had been regulated by the states.
October 07, 2013
Exchange dental market still a mysteryCarriers say they may be able to say more in a few weeks.
October 04, 2013
Pennsylvania lawmaker offers new approach to pension reformThe proposal would create a cash balance retirement plan for newly hired employees that would guarantee an annual return of at least 4 percent.
October 04, 2013
Pennsylvania lawmaker offers new approach to pension reformThe proposal would create a cash balance retirement plan for newly hired employees that would guarantee an annual return of at least 4 percent.
October 04, 2013
Rep. Royce again questions NAIC's authorityRoyce says the NAIC should answer tough questions about what it is and the true scope of its authority.