State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NARAB likely to be enacted in this Congress
By Arthur D. PostalSome 80 percent of NAIFA members have lost clients who moved to states in which they were not licensed, according to NAIFA.
July 10, 2014
Massachusetts drafts LTCI rate regsThe Bay State wants to make changes based on investment losses "presumptively disapproved."
July 10, 2014
Massachusetts drafts LTCI rate regsThe Bay State wants to make changes based on investment losses "presumptively disapproved."
June 25, 2014
FPA Steps Up Lobbying Game With First ‘Advocacy Day’FPA is pushing for a user-fees bill and trying to "establish relationships" with lawmakers.
June 16, 2014
LTCI rate measure could expand actuaries' roleAn NAIC panel wants to see more evidence that insurers have thought hard about pricing assumptions.
June 12, 2014
10 Best & Worst States for Small BusinessesThumbtack.com asked more than 12,000 small-business owners, which include advisors, to rate issues vital to them, like the burden of compliance.
June 11, 2014
AMA panel gives PPACA watchdog proposal cold shoulderSome doctors want the government to create an inspector general for "Obamacare" programs.
June 06, 2014
How will feds handle exchange agent concerns?CMS wants to hear about issues and report problems to the producer's state of licensure.