State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Avalere sizes up exchange plan menus
By Allison BellThe analysts found lingering pockets of choice poverty.
October 02, 2013
SEC Clarifies CCOs’ Liability on SupervisionDivision of Trading and Markets just released Q&A guidance regarding broker-dealer compliance officers liability for failure to supervise.
October 01, 2013
Still ShiningAmerican States Water Company (AWR) reported 2Q13 EPS of $0.85 meeting our $0.85 estimate and besting consensus by a penny. AWR earned $0.79 in 2Q12. While earnings benefited from Golden States recent rate relief, earnings at American States Utility Services (ASUS) declined from last years results, which benefitted from...
September 24, 2013
HHS releases federal exchange rate rangesThe cost of a bronze plan for a 27-year-old may start at $138 in Houston.
September 24, 2013
HHS releases federal exchange rate rangesThe cost of a bronze plan for a 27-year-old may start at $138 in Houston.
September 24, 2013
Washington state schedules LTCI prompt-pay hearingThe state is basing the new requirements on an NAIC model.
September 20, 2013
The GOP’s suicide squeezeThe GOP has become a party that cannot even agree to disagree with itself.
September 19, 2013
Legislative study planned on Oklahoma pensionsA request was made to study possible changes to the state pension systems as well as their structure and management.