RBC Wealth Selects Broadridge Platform: Tech Roundup
By Jeff BermanTwo fintech executives also join Dynasty Financial Partners.
July 27, 2021
Schwab Cuts More TD Ameritrade ExecsThe latest cuts also are said to include nearly every remaining HR associate in TD Ameritrade's retail and institutional businesses.
July 27, 2021
Financial Planning Boosts Client Satisfaction: StudyThe study also finds that clients are more likely to recommend an advisor who talks to them about values.
July 27, 2021
Hightower Scoops Up $2B RIAAs part of the deal, Farr, Miller & Washington CEO Michael Farr is set to become Hightower's chief market strategist.
July 26, 2021
All Eyes on Gensler to Define 'Best Interest' in SEC RuleSEC Chairman Gary Gensler will likely define the term as "many different audiences" await an answer, Blaine Aikin says.
July 26, 2021
Financial Services Groups Still Fear Labor BillOne section could turn agents and advisors who are now independent contractors into employees.
July 23, 2021
10 Retirement and Tax Rules Advisors Love to Hate: Advisors' AdviceAdvisors told us which rules they would get rid of, from RMDs to income limits to Secure Act provisions.
July 22, 2021
Onramp Invest Kicks Off Crypto Trading for Advisors: Tech RoundupAlso, ProNvest introduces a retirement fintech platform.