Dynasty Financial Files for IPO
By Janet LevauxIts network currently includes about 45 RIAs with close to 300 financial advisors and $65 billion in client assets.
January 19, 2022
Why the Industry Needs to Change Now: Jamie HopkinsClients are asking more and more about Bitcoin and other digital assets, for instance, the Carson Group executive says in an interview.
January 18, 2022
Creative Planning CEO Mallouk: 'Eye-Popping Moments' Could Be Ahead for New Investors in 2022Peter Mallouk tells ThinkAdvisor how the unwinding of stimulus could play out for RIAs and investors at large.
January 18, 2022
Creative Planning Adds $2B San Diego RIAThe firm plans to announce more acquisitions soon, CEO Peter Mallouk says.
January 14, 2022
Advisor Misconduct Rises After PE Buyouts: StudyThe RIAs that are acquired actually tend to have cleaner-than-average records before the deals, researchers find.
January 12, 2022
SEC 12b-1 Fee Crackdown Continues With Another Enforcement ActionThe firm advised clients to buy or hold mutual fund share classes that charged 12b-1 fees when lower-fee shares were available, the SEC said.
January 12, 2022
Mariner Wealth Advisors Adds $950M California Wealth FirmThe acquisition was Mariner's 14th deal in 2021.
January 12, 2022
Former Stark & Stark Attorneys Launch Law Firm for RIAsMax Schatzow, Cary Kvitka and Ryan Walter are looking to serve advisors with between $100 million and $10 billion in AUM.