How Proprietary Advisory Platforms Conflict With Fiduciary Standards
By Jon HenschenTo keep assets flowing to their best profit centers, some BDs are keeping their advisors in the dark on better offerings.
September 16, 2021
RIA in a Box Launches Virtual Desktop, Compliance Dashboard for RIAs: Tech RoundupAlso, Wells Fargo turns to Google and Microsoft for its new digital infrastructure strategy.
September 15, 2021
Quarter of RIAs Now Charge Flat Fees: StudyIn a survey Advyzon also asked advisors how they preferred to bill their clients.
September 15, 2021
How the Pandemic Has, and Hasn't, Changed Wealth ManagementRitholtz Wealth Management CEO Josh Brown and other advisory firm execs discussed what's changed in their practices and how they invest.
September 14, 2021
CI Financial Buying $5.2B Silicon Valley RIAThe acquisition of Portola Partners Group is expected to close later this month.
September 13, 2021
Grayscale Gives iCapital Network Advisors Access to Digital CurrencyMore than 6,700 iCapital Network advisors can now invest in crypto through a diversified market-cap weighted investment strategy via Grayscale.
September 10, 2021
Ex-Advisor Loses Appeal, Gets 40 Years in Prison for Ponzi SchemeThe former advisor, broker and owner of a Raleigh, North Carolina, financial services firm had been convicted in 2019.
September 10, 2021
Schwab Scraps In-Person Plans for Impact 2021The firm's annual conference will be virtual-only again for the second straight year.