Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Raymond James Names Private Client COO, Boosts Profits
By Janet LevauxThe PCG reported higher profits and net revenues of $1.27 billion for the quarter ending March 31.
April 04, 2019
Stifel Adds 6 Reps From Rivals: Recruiting RoundupMeanwhile, LPL Financial adds a team of six advisors, including five women, in Oregon who work with $390 million in client assets.
April 03, 2019
United Capital Scoops Up 2 RIAs With $800MThe deals mean the RIA rollup firm now has locations in Atlanta and near Davenport, Iowa.
April 03, 2019
UBS Said to Weigh Asset Management Options Including MergerSwiss bank considering partial sale or merger of business; asset managers seeking scale to fend off low-cost competitors.
April 01, 2019
Global Sustainable Investment Assets Grew by a Third in 2 Years: ReportESG is the biggest category of sustainable investments in the U.S., while Europeans tend to prefer exclusionary screens, the report finds.
March 27, 2019
Mutual Fund Assets Start Year With a Growth Spurt: CerulliETF assets have now fully recovered from the fourth-quarter downturn, Cerulli reports.
March 26, 2019
Advisor Exam Rate May Fall in 2019, Says SEC; New Services Planned for Emerging FirmsPlus, Dynasty Financial Partners shares details about its new headquarters, and Raymond James hires a new executive for its Investment Advisors Division.
March 25, 2019
Steward Adds Merrill Team in New HampshireThe partnership, which is associated with Raymond James, announces its latest recruiting news just a week after it opened a branch in Dallas.