State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Agents Call State Regs Costly
By Staff WriterStaying on top of and complying with many different states regulations cost life brokerage agencies an average of $12,600 per year and 347 hours of ...
March 06, 2007
NCOIL Panel Nixes Proposal To Shun Compact CommissionA member of the National Conference of Insurance Legislators made an unsuccessful attempt here to persuade colleagues to back away from the new Interstate Insurance ...
March 02, 2007
Mount Rushmore State Requires Form Filers To SERFFThe South Dakota Division of Insurance is telling insurers to stop sending rate and form filings in on paper.Insurers that continue to use paper submissions ...
March 01, 2007
The Community Property NineThere are nine states where marital property laws are governed by community property rules, a scheme derived from Spanish law under which married persons are...
March 01, 2007
The Registration NumbersHere's a breakdown of how, and where, advisors and brokers are registered. The numbers were presented by Melanie Lubin, Maryland's Securities Commissioner, at the ALI-ABA...
January 31, 2007
Official: ERISA Hurts Efforts To Help UninsuredFederal laws are hampering state attempts to reduce the number of people who lack health coverage, according to Kansas Insurance commissioner Sandy Praeger.The Employee Retirement ...
January 31, 2007
Official: ERISA Hurts Efforts To Help UninsuredFederal laws are hampering state attempts to reduce the number of people who lack health coverage, according to Kansas Insurance commissioner Sandy Praeger.The Employee Retirement ...
January 21, 2007
Agency Grants $23 Million To States To Support More Home-Based LTCThe Centers for Medicare and Medicaid Services will award over $23 million in 2007 to states that move long term care recipients out of institutions ...