State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurers Could Get Seat On New Securities SRO Board
By Staff WriterThe National Association of Securities Dealers and NYSE Group Inc. want to combine oversight of securities firms.The proposed regulatory consolidation could simplify compliance for large ...
November 08, 2006
Democrats Gain In State House RacesThe blue shift that recolored congressional maps Tuesday also affected state legislature elections.Nebraska has a nonpartisan, one-chamber state legislature, and questions about control over several ...
November 08, 2006
Democrats Gain In State House RacesThe blue shift that recolored congressional maps Tuesday also affected state legislature elections.Nebraska has a nonpartisan, one-chamber state legislature, and questions about control over several ...
November 07, 2006
Idaho Hammers Out LTC Program DetailsA state best known for potatoes and ski slopes is putting the finishing touches on an effort to encourage consumers to protect themselves against the ...
November 03, 2006
Aflac Duck Sale To Support Children's HospitalsA supplemental insurance specialist is using its famous spokesfowl to raise money for charity.Aflac Inc., Columbus, Ga., says it once again will be teaming with ...
October 26, 2006
Chavez To Lead New Mexico DivisionThe Mountain State has a new top insurance regulator.The New Mexico Public Regulation Commission says it has hired Morris Chavez to be the state's new ...
October 26, 2006
Chavez To Lead New Mexico DivisionThe Mountain State has a new top insurance regulator.The New Mexico Public Regulation Commission says it has hired Morris Chavez to be the state's new ...
October 23, 2006
Official Highlights U.S.-European Reinsurance TalksU.S. and European officials are having good conversations about reinsurance regulation.Mark Sobel, deputy assistant secretary for international monetary and financial policy at the U.S. Treasury ...