State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

An insider's view: Donald Walters

By Daniel Williams
PIA Rallies Support For NIPR

June 12, 2008

PIA Rallies Support For NIPR
PIA Rallies Support For NIPR

June 12, 2008

PIA Rallies Support For NIPR
NCOIL Rep Backs Agent License Uniformity

June 03, 2008

NCOIL Rep Backs Agent License Uniformity
Navigating the Deficit Reduction Act

June 01, 2008

Navigating the Deficit Reduction Act
NAIC Asked Why It Did Not Include Consumer Input At Its Meeting

June 01, 2008

NAIC Asked Why It Did Not Include Consumer Input At Its Meeting
NAIC Asked Why It Did Not Include Consumer Input At Its Meeting

June 01, 2008

NAIC Asked Why It Did Not Include Consumer Input At Its Meeting
Are Words Cheap?

June 01, 2008

Are Words Cheap?