State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
How Admin Support Staff Can Protect Agents From Compliance Problems
By Dennis GronerThe old image of the agent who worked alone and did everything is outdated. Agents who want to be effective and productive need administrative support ...
July 28, 2008
NAIC Consumer Reps Make Case For Market AnalysisConsumer advocates finally got a chance to comment on a controversial market conduct analysis program that state insurance regulators will vote on in late September.During ...
July 20, 2008
Look Forward, And QuicklyThe periodic skirmishes between regulators and legislators of the National Association of Insurance Commissioners and the National Conference of Insurance Legislators are right up there ...
July 20, 2008
NCOIL Says NAIC's OII Position A DisappointmentLegislators expressed profound disappointment over what they maintained was a betrayal by state insurance regulators in testimony before Congress, but also spoke of forging ties ...
July 20, 2008
NCOIL Says NAIC's OII Position A DisappointmentLegislators expressed profound disappointment over what they maintained was a betrayal by state insurance regulators in testimony before Congress, but also spoke of forging ties ...
July 20, 2008
Look Forward, And QuicklyThe periodic skirmishes between regulators and legislators of the National Association of Insurance Commissioners and the National Conference of Insurance Legislators are right up there ...
July 15, 2008
Regulators And Lawmakers Clash Over OII PositionState legislators say they want to forge stronger ties with state insurance regulators but are disappointed with the regulators' position on the proposed federal Office ...
July 14, 2008
Regulators And Lawmakers Clash Over OII PositionState legislators say they want to forge stronger ties with state insurance regulators but are disappointed with the regulators' position on the proposed federal Office ...