State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Documentary Promotes Aid-in-Dying Bills
By Allison BellThe filmmaker's parents received support for end-of-life care from their California health plan.
June 05, 2024
'Roaring Kitty' GameStop Trades Under Investigation in Mass.The investigation comes on top of a threat by E-Trade to ban the meme stock trader.
June 03, 2024
Genworth Appeals LTCI Rate Ruling in MassachusettsBay State officials questioned the insurer's customer communications and premium needs analysis.
May 31, 2024
Annuities' Non-U.S. Reinsurers May Face New TestsSome fear that offshore reinsurance arrangements could hollow out the assets supporting the benefits.
May 28, 2024
South Carolina Adopts Insurance Rules Protecting Living Organ DonorsSimilar bills pending in Congress have strong bipartisan support.
May 24, 2024
Debate: Do State Auto-IRA Programs Benefit Taxpayers?One take: These accounts are no substitute for a federal mandate for businesses to offer reirement plans.
May 22, 2024
Connecticut Puts Phoenix Life and Annuity Issuer in RehabThe move will limit the amount of cash life and annuity customers can get from sources backed by PHL's own assets.
May 22, 2024
Massachusetts Risks $1B in Lost Tax Revenue as Rich FleeThe state recently enacted a 4% surcharge on income over $1 million, which generated about $1.8 billion in revenue over nine months.