State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Here Are the State Tax Bills for Wealthy Clients to Watch in 2024

March 20, 2024

Here Are the State Tax Bills for Wealthy Clients to Watch in 2024
Protect Annuity Issuers From Bad Advisor Affiliates: Regulators

March 19, 2024

Protect Annuity Issuers From Bad Advisor Affiliates: Regulators
States to Send New CEO Into Annuity Sales Standards Fight

March 18, 2024

States to Send New CEO Into Annuity Sales Standards Fight
NABIP Creates 10-Point Health Care Bill of Rights

March 13, 2024

NABIP Creates 10-Point Health Care Bill of Rights
Nebraska Regulators Fight Medicare Supplement Policy Underpricing

March 13, 2024

Nebraska Regulators Fight Medicare Supplement Policy Underpricing
Consumer Advocate to NAIC: Open the Curtains

March 07, 2024

Consumer Advocate to NAIC: Open the Curtains
Federal Appeals Court Lets Universal Life Rate Suit Continue

March 05, 2024

Federal Appeals Court Lets Universal Life Rate Suit Continue