State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Industry Welcomes Class-Action Victory
By Allison BellThe U.S. Senate today voted 72-26 to pass S. 5, a bill that could discourage lawyers from organizing some types of lawsuits.[@@]The bill, sponsored ...
January 13, 2005
Sunshine State Lawyers Go With DeltaNU Online News Service, Jan. 13, 2005, 5:25 p.m. ESTThe member benefits program at the Florida Bar Association, Jacksonville, Fla., has picked a dental ...
January 05, 2005
Year-End PotpourriByAs the year unfolds, questions on a variety of subjects arise, opportunities are uncovered (and sometimes missed) and issues start to work their way to ...
December 15, 2004
Iowas Terri Vaughan: 10 Years A RegulatorIowas Terri Vaughan: 10 Years A RegulatorByAfter a decade as a leading insurance regulator, outgoing Iowa Insurance Commissioner Terri Vaughan spoke with National Underwriter about ...
December 14, 2004
New York Tightens Key-Person DefinitionEmpire State regulators want to keep employers from insuring building maintenance engineers as key persons.[@@]The New York State Insurance Department has reacted to the ...
December 08, 2004
Dental Commission Errors To Cost CIGNA $871,245NU Online News Service, Dec. 8, 2004, 9:43 a.m. ESTThe managed care unit of a Philadelphia insurer will be paying $481,245 back to the ...
December 02, 2004
Insurers To NAIC: Target Changes On Broker compInsurers To NAIC: Target Changes On Broker CompByIn advance of a public hearing that the National Association of Insurance Commissioners will hold to get feedback ...
November 17, 2004
Blumenthal: Probe Growing 'In Size And Scope'Blumenthal: Probe Growing In Size And ScopeWashingtonConnecticut Attorney General Richard Blumenthal told a Senate subcommittee last week that his investigation into wrongdoing in the insurance ...