State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC Promises Suitability Model Soon
By Jim ConnollyByNew York With a big push from the leadership at the National Association of Insurance Commissioners, regulatory guideposts for the suitability of annuity sales to ...
June 15, 2003
Opinion Diverges On Market ConductByRecent industry discussions suggest that there is significant disparity over how to create a market conduct mechanism, a goal most support.That disparity was highlighted both ...
June 13, 2003
Insurers Skeptical About Second Data CallNU Online News Service, June 13, 2003, 5:03 p.m. EDT -- Insurers want state regulators to analyze information they already have collected for a ...
June 12, 2003
State Lawmakers Ponder Market Conduct Model ProposalNU Online News Service, June 12, 2003, 5:30 p.m. EDT -- State lawmakers need to hold more discussions about the idea of creating a ...
June 03, 2003
New York Revises Healthy NY ProgramNU Online News Service, June 3, 2003, 4:05 p.m. EDT -- The New York State Insurance Department says Healthy NY, a state-sponsored insurance program ...
June 01, 2003
NAIC's Suitability Effort Seems To Be Edging Toward ConsensusNAICs Suitability Effort Seems To Be Edging Toward ConsensusByTentative optimism is being expressed that a recent roll-up-your-sleeves work session will result in a sales suitability ...
June 01, 2003
NAIC, Regulators Need To Act Before Congress Threatens ActionNAIC, Regulators Need To Act Before Congress Threatens ActionIts getting to be a familiar refrain. The 50 states and the District of Columbia develop confusing, ...
May 29, 2003
State Farm To Market Nebraska 529 PlanNU Online News Service, May 29, 2003, 4:42 p.m. EDT -- State Farm VP Management Corp., a unit of State Farm Mutual Automobile Insurance ...