State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
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By Staff WriterKatrinapage6captionAs cleanup and rebuilding efforts begin in the wake of deadly Hurricane Katrina, state and federal legislators and state insurance regulators are working to ...
August 18, 2005
Empire State Hires Liquidation OfficialThe New York State Insurance Department has put Randolph Mineo in charge of starting and leading a new "office of the inspector general" at ...
August 16, 2005
New Hampshire Law Clarifies Ad Disclosure RulesNew Hampshire Gov John Lynch has signed Senate Bill 111, a bill that will simplify disclosure requirements for financial advisors who advertise via television ...
August 12, 2005
Spitzer Calls For End To Antitrust EemptionThe McCarran-Ferguson Act, which has kept insurance regulation in the hands of the states since its passage in 1944, should be repealed, according to ...
August 12, 2005
EBSA Allows State MEWA TaesFederal law lets states tax multiple employer welfare arrangements. [@@]An official at the U.S. Department of Labor writes in an advisory letter to the ...
August 12, 2005
Hall To Oversee Troubled Empire State InsurersJody Hall is now a special deputy superintendent at the New York Liquidation Bureau.[@@]Hall, who also will be the bureau's chief executive officer, will ...
August 03, 2005
Spitzer Calls For End To Antitrust EemptionThe McCarran-Ferguson Act, which has kept insurance regulation in the hands of states since its enactment in 1945, should be repealed, according to New ...
July 28, 2005
USI Closes On Bay State Benefits FirmUSI Holdings Corp. has acquired HRB Benefits Group, a firm that has been selling employee benefits to midsize Boston-area employers for 20 years.[@@]USI, Briarcliff ...