State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NYSE, NASD Set to Combine with Schapiro as Head of New SRO
By Janet LevauxAfter all but announcing the deal during the Nov. 8-10, 2006, Securities Industry and Financial Markets Association (or SIFMA) launch in Boca Raton, Fla., NASD...
December 07, 2006
Carrier Goes After Mountain State Mouth ShareDelta Dental Insurance Company has started selling a collection of dental plans aimed at Nevada and Utah employers with 5 to 299 eligible employees.Delta Dental, ...
November 28, 2006
Insurers Could Get Seat On New Securities SRO BoardThe National Association of Securities Dealers and NYSE Group Inc. want to combine oversight of securities firms.The proposed regulatory consolidation could simplify compliance for large ...
November 12, 2006
Meanwhile... In The StatesElection results for Congress made the biggest headlines last week, but Washington, D.C. wasn't the only focus of insurance industry political operatives on Election Day, ...
November 12, 2006
Meanwhile... In The StatesElection results for Congress made the biggest headlines last week, but Washington, D.C. wasn't the only focus of insurance industry political operatives on Election Day, ...
November 08, 2006
Democrats Gain In State House RacesThe blue shift that recolored congressional maps Tuesday also affected state legislature elections.Nebraska has a nonpartisan, one-chamber state legislature, and questions about control over several ...
November 08, 2006
Democrats Gain In State House RacesThe blue shift that recolored congressional maps Tuesday also affected state legislature elections.Nebraska has a nonpartisan, one-chamber state legislature, and questions about control over several ...
November 07, 2006
Idaho Hammers Out LTC Program DetailsA state best known for potatoes and ski slopes is putting the finishing touches on an effort to encourage consumers to protect themselves against the ...