State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

15 Cities Where Gen Z Workers Outearn Their Elders

December 05, 2025

15 Cities Where Gen Z Workers Outearn Their Elders
Draft Guidelines Could Shape States' Efforts to Regulate Annuity Sellers

December 04, 2025

Draft Guidelines Could Shape States' Efforts to Regulate Annuity Sellers
15 Hottest U.S. Housing Markets in 2026

December 04, 2025

15 Hottest U.S. Housing Markets in 2026
Trump Commutes Sentence of GPB Capital Founder

December 01, 2025

Trump Commutes Sentence of GPB Capital Founder
10 of the Worst Financial Scams of the Past Century

November 26, 2025

10 of the Worst Financial Scams of the Past Century
Advisor Pleads Guilty to Conning Venezuelans, Others in $94M Scheme

November 24, 2025

Advisor Pleads Guilty to Conning Venezuelans, Others in $94M Scheme
Barred Advisor Gets 3-Year Sentence for Bilking Friends, Relatives Out of $3M

November 19, 2025

Barred Advisor Gets 3-Year Sentence for Bilking Friends, Relatives Out of $3M