State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC Organizes Agenda For 2007
By Jim ConnollyThe National Association of Insurance Commissioners meeting here could include work on a product regulation group, one regulator says.Officials at the NAIC, Kansas City, Mo., ...
January 01, 2007
NYSE, NASD Set to Combine with Schapiro as Head of New SROAfter all but announcing the deal during the Nov. 8-10, 2006, Securities Industry and Financial Markets Association (or SIFMA) launch in Boca Raton, Fla., NASD...
December 31, 2006
Extraordinary performers' characteristicsPerhaps it's the type of seminar being offered. Holding a seminar that doesn't directly relate to your business can offer something different and conceivably be a greater perceived value. I attended just such a seminar, and one that I would
December 17, 2006
Year-End PotpourriOnce again I wind up the year with a few loose ends that do not provide enough fodder for a full column. Hopefully, this will ...
December 07, 2006
Carrier Goes After Mountain State Mouth ShareDelta Dental Insurance Company has started selling a collection of dental plans aimed at Nevada and Utah employers with 5 to 299 eligible employees.Delta Dental, ...
November 28, 2006
Insurers Could Get Seat On New Securities SRO BoardThe National Association of Securities Dealers and NYSE Group Inc. want to combine oversight of securities firms.The proposed regulatory consolidation could simplify compliance for large ...
November 12, 2006
Meanwhile... In The StatesElection results for Congress made the biggest headlines last week, but Washington, D.C. wasn't the only focus of insurance industry political operatives on Election Day, ...
November 12, 2006
Meanwhile... In The StatesElection results for Congress made the biggest headlines last week, but Washington, D.C. wasn't the only focus of insurance industry political operatives on Election Day, ...