State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
ACLI Study Sees More Pluses Than Minuses For States With OFC
By Arthur D. PostalLast week a study was released which argues that creating an optional federal charter for insurance companies would have little or no impact on state ...
February 29, 2008
Regulators Discuss Fight Against Federal Charter ProposalsState insurance legislators and regulators are talking here about the need to unite against the possibility that Congress might try to create a federal insurance ...
February 28, 2008
N.Y. Official Discusses Disability Elimination PeriodsThe New York State Insurance Department has issued a batch of guidance that could affect the way group disability insurers handle timing of benefits payments.Group ...
February 24, 2008
NAIC Report Sees High Compliance On Producer Licensing StandardsA 3-month review of how states are complying with uniform producer licensing standards shows that 26 of 37 standards are in high compliance among the ...
February 24, 2008
NAIC Report Sees High Compliance On Producer Licensing StandardsA 3-month review of how states are complying with uniform producer licensing standards shows that 26 of 37 standards are in high compliance among the ...
February 22, 2008
N.Y. Court Allows Greenberg To See AIG PapersA New York appeals court has granted Maurice "Hank" Greenberg permission to review documents that American International Group Inc., his former employer, had tried to ...
February 21, 2008
Plan Disclosure Provisions Too Heavy, Critics SayProposed regulations to enhance disclosures to beneficiaries of retirement plans have drawn criticism from agents, brokers and the plans themselves as burdensome.The regulations are also ...
February 21, 2008
NAIC Reports On Producer Licensing ConsistencyA 3-month review of how states are complying with uniform producer licensing standards shows that 26 of 37 standards are in high compliance among states, ...