State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NCOIL Panel Nixes Proposal To Shun Compact Commission
By Jim ConnollyA member of the National Conference of Insurance Legislators made an unsuccessful attempt here to persuade colleagues to back away from the new Interstate Insurance ...
March 01, 2007
The Registration NumbersHere's a breakdown of how, and where, advisors and brokers are registered. The numbers were presented by Melanie Lubin, Maryland's Securities Commissioner, at the ALI-ABA...
January 31, 2007
Official: ERISA Hurts Efforts To Help UninsuredFederal laws are hampering state attempts to reduce the number of people who lack health coverage, according to Kansas Insurance commissioner Sandy Praeger.The Employee Retirement ...
January 31, 2007
Official: ERISA Hurts Efforts To Help UninsuredFederal laws are hampering state attempts to reduce the number of people who lack health coverage, according to Kansas Insurance commissioner Sandy Praeger.The Employee Retirement ...
January 21, 2007
Agency Grants $23 Million To States To Support More Home-Based LTCThe Centers for Medicare and Medicaid Services will award over $23 million in 2007 to states that move long term care recipients out of institutions ...
January 21, 2007
Agency Grants $23 Million To States To Support More Home-Based LTCThe Centers for Medicare and Medicaid Services will award over $23 million in 2007 to states that move long term care recipients out of institutions ...
January 21, 2007
Managing Compliance Risks Associated With Worksite MarketingWorksite marketing can be profitable for those who invest the time and energy in learning how to efficiently and effectively penetrate it. However, the potential ...
January 19, 2007
529 Tool Crosses Bordersoseph Hurley, founder of Savingforcollege.com, has announced an enhancement to the site's State Tax 529 Calculator. As they have in the past, users supply their state of residence, marital status, and the investment they intend to make in the 529 plan in dollars for the year. The calculator then demonstrates...