State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Magnolia State Joins Filing Compact
By Staff WriterMississippi now is participating in the Interstate Insurance Product Regulation Compact.
March 09, 2009
Ask the expert: which state governs the settlement?This article answers the following question: Can my customer settle his 20-year-old life policy here where he lives or must he do that in the original state of purchase?
February 25, 2009
Panelists Square Off At NAVA ShowA Financial Industry Regulatory Authority representative clashed with Therese Vaughan and former Sen. John Sununu earlier this week here at a forum on regulatory modernization.
February 23, 2009
Huff Takes Over In Show Me StateThe Missouri Senate has confirmed John Huff as director of the Missouri Department of Insurance, Financial Institutions and Professional Registration.
February 20, 2009
New York: Report Using Our RulesWhen insurers file New York financial statements, they must exclude the effects of capital and surplus exceptions granted in other states.
February 20, 2009
New York: Report Using Our RulesWhen insurers file New York financial statements, they must exclude the effects of capital and surplus exceptions granted in other states.
February 17, 2009
Ohio Gets 20 Requests For Accounting VariationsAt least 20 insurers have asked states for relief from the usual capital and surplus statutory accounting rules.
February 13, 2009
Connecticut Grants Hartford 2 ExceptionsConnecticut has given Hartford Financial Services Group Inc. permission to use 2 variations from the usual statutory filing regulatory requirements, the company says.