State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Iowa Issues Replacement Form Bulletin
By Staff WriterHawkeye State regulators say insurers should do a better job of complying with life insurance and annuity replacement regulations.Iowa Insurance Commissioner Susan Voss has issued ...
May 08, 2008
States React To Medicare Plan ComplaintsState insurance regulators say they will be asking Congress to give them more authority over the agents selling Medicare Advantage plans and Medicare drug plans.The ...
May 08, 2008
CMS Proposes Medicare RulesThe Centers for Medicare and Medicaid Services has unveiled a draft of strict new Medicare Advantage and Medicare Part D prescription drug plan regulations.The draft ...
May 08, 2008
CMS Proposes Medicare RulesThe Centers for Medicare and Medicaid Services has unveiled a draft of strict new Medicare Advantage and Medicare Part D prescription drug plan regulations.The draft ...
May 04, 2008
It's Time For Treasury To Have A RoleThe release of the Treasury Blueprint for a Modernized Financial Regulatory Structure has generated a significant amount of reaction from supporters and opponents of an ...
May 01, 2008
Is America Irrelevant?Robert Reich's recent commentary on "Marketplace," a public-radio business program, addressed the impact of the impending U.S. economic recession on emerging economies. Gone are the days...
April 22, 2008
Show Me State Insurance Director To Take New PostDoug Ommen, the top Missouri insurance regulator, could be moving on.Missouri Gov. Matt Blunt, R, has nominated Ommen to the Missouri Administrative Hearing Commission, which ...
April 19, 2008
Regulators warn of slippery oil and gas dealsInsurance and financial advisors should advise clients to be wary of oil-patch scams - and should promote these deals only after doing careful due diligence themselves. According to the North American Securities Administrators Association (NASAA),