State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Debate Continues On NAIC's Market Conduct Data Collection Project
By Jim ConnollyAs state insurance regulators prepare to consider a centralized market conduct data bank during a conference call on July 8, industry representatives are arguing that ...
June 30, 2008
Regulators tightening use of advisor designationsThe North American Securities Administrators Association has released a model rule prohibiting misleading use of designations in the sale of investment products to senior investors. The measure prohibits the use of senior-oriented designations to
June 29, 2008
NCOIL Seeks State Support To Stop Bill Establishing Federal Insurance OfficeState lawmakers--foreseeing prompt action in the House on legislation creating a federal Office of Insurance Information as soon as Congress returns to work in early ...
June 29, 2008
NCOIL Seeks State Support To Stop Bill Establishing Federal Insurance OfficeState lawmakers--foreseeing prompt action in the House on legislation creating a federal Office of Insurance Information as soon as Congress returns to work in early ...
June 25, 2008
NCOIL Seeks Allies For Insurance Office FightState lawmakers are trying to persuade state executive branch officials to help oppose the creation of a federal Office of Insurance Information.The National Council of ...
June 25, 2008
NCOIL Seeks Allies For Insurance Office FightState lawmakers are trying to persuade state executive branch officials to help oppose the creation of a federal Office of Insurance Information.The National Council of ...
June 24, 2008
An insider's view: Donald WaltersFor this issue of our newest eNewsletter, Market Conduct & Suitability, Senior Market Advisor editor Daniel D. Williams spoke with Donald Walters of the Insurance Marketplace Standards Association (IMSA), the standards setting and compliance
June 24, 2008
An insider's view: Donald WaltersFor this issue of our newest eNewsletter, Market Conduct & Suitability, Senior Market Advisor editor Daniel D. Williams spoke with Donald Walters of the Insurance Marketplace Standards Association (IMSA), the standards setting and compliance