State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Back to Basics
By Ed McCarthy, CFP, RICPImprove your knowledge of long term care by concentrating on the key elements of this valuable but complex product and what its features mean to your clients.
May 01, 2009
The ETF Advisor: Energy EdgeThe nearly $100 per barrel plunge in oil prices since last summer, coupled with the credit crisis and stock market decline, hit the nascent biofuels...
April 30, 2009
Tool Eases Mass TerminationsKaplan Compliance Solutions has added features to its Compliance Management System Generations 2 system.
April 30, 2009
Back to BasicsImprove your knowledge of long term care by concentrating on the key elements of this valuable but complex product and what its features mean to your clients.
April 19, 2009
Getting ReligionSomehow, even after all we've been through, I still don't connect Wall Street types with "getting religion," as our forbears used to say. Yet, here is Lloyd C. Blankfein, CEO of mighty Goldman Sachs, confounding expectations.
April 10, 2009
Think Tanks Pan State OversightThree conservative public policy organizations are taking on 33 governors in a battle over state insurance regulation.
April 10, 2009
Think Tanks Pan State OversightThree conservative public policy organizations are taking on 33 governors in a battle over state insurance regulation.
April 09, 2009
Filing Compact Grows AgainNew Mexico will be participating in the Interstate Insurance Product Regulation Compact.