State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NAIC Assesses Licensing Uniformity
By Allison BellStates' standards for insurance producer fingerprinting and education standards continue to vary widely, officials say.
February 25, 2009
Panelists Square Off At NAVA ShowA Financial Industry Regulatory Authority representative clashed with Therese Vaughan and former Sen. John Sununu earlier this week here at a forum on regulatory modernization.
February 23, 2009
Huff Takes Over In Show Me StateThe Missouri Senate has confirmed John Huff as director of the Missouri Department of Insurance, Financial Institutions and Professional Registration.
February 20, 2009
New York: Report Using Our RulesWhen insurers file New York financial statements, they must exclude the effects of capital and surplus exceptions granted in other states.
February 20, 2009
New York: Report Using Our RulesWhen insurers file New York financial statements, they must exclude the effects of capital and surplus exceptions granted in other states.
February 17, 2009
Ohio Gets 20 Requests For Accounting VariationsAt least 20 insurers have asked states for relief from the usual capital and surplus statutory accounting rules.
February 13, 2009
Connecticut Grants Hartford 2 ExceptionsConnecticut has given Hartford Financial Services Group Inc. permission to use 2 variations from the usual statutory filing regulatory requirements, the company says.
February 13, 2009
NCOIL Writes In Opposition To OFC ConceptThe National Conference of Insurance Legislators cites potential losses of jobs and state revenue as reasons to oppose creating an optional federal charter for insurers.