State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NASAA to Advisors: Help Seniors Avoid Investment Traps
By Harry LewThe investment marketplace remains a dangerous place for unwary seniors and their advisors.
September 12, 2012
NAIFA Also Is Concerned About State IssuesWhile dangers posed by Congress and federal regulators to life insurance professionals were a chief focus of the NAIFA Career Conference and Convention that concluded in Las Vegas on Tuesday, issues of concern at the state level also were aired.
September 12, 2012
EC President Unveils Banking Union PlanThe plan laid out by President Jose Manuel Barroso would not only allow the ECB to supervise all eurozone banks, but would also give it jurisdiction over a broader, and at first voluntary, EU banking base.
September 05, 2012
Washington State Adjusts Partnership Inflation RulesWhen prices drop, a carrier can use the decrease to offset a CPI increase in a later year.
September 04, 2012
Moody’s Cuts EU Rating OutlookThe ratings agency warned that risks to four key budget contributorsFrance, Germany, the U.K. and the Netherlandscould take the whole group down.
August 31, 2012
Researchers: More Leave, More MarrowState donor leave laws may have different effects on supplies of different body parts.
August 31, 2012
Researchers: More Leave, More MarrowState donor leave laws may have different effects on supplies of different body parts.
August 28, 2012
State Debt Burden Barely Moved by Deficit Cuts: ReportState budget gaps have shrunk by half compared to the previous year, yet the mountain of debt burdening the states has barely budgedindicating a systemic crisis fueled by unfunded liabilities.