State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

Is the NAIC a Trade Group or Official Standard-Setter?

December 19, 2011

Is the NAIC a Trade Group or Official Standard-Setter?
Commenters Find Fault with State Regulation; Look to FIO to Lead

December 16, 2011

Commenters Find Fault with State Regulation; Look to FIO to Lead
Commenters Find Fault with State Regulation; Look to FIO to Lead

December 16, 2011

Commenters Find Fault with State Regulation; Look to FIO to Lead
ACLI Finds Same State Regulatory Problems More Than a Decade Later

December 14, 2011

ACLI Finds Same State Regulatory Problems More Than a Decade Later
Consultant: CO-OPs Get Flexible "Small Group" Definition

December 12, 2011

Consultant: CO-OPs Get Flexible "Small Group" Definition
Consultant: CO-OPs Get Flexible "Small Group" Definition

December 12, 2011

Consultant: CO-OPs Get Flexible "Small Group" Definition
S&P Warns on Possible Downgrade of EU, Banks

December 08, 2011

S&P Warns on Possible Downgrade of EU, Banks