State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

States: Some Banks Resist Senior Asset Checks

By Allison Bell
In U.S., uninsured rate stable across states so far in 2012

August 24, 2012

In U.S., uninsured rate stable across states so far in 2012
Will 16 States Eat PPACA Exchange Construction Dust?

August 23, 2012

Will 16 States Eat PPACA Exchange Construction Dust?
Muni Crisis Brewing?

August 23, 2012

Muni Crisis Brewing?
Feds on Exchange Applications: We're Flexible

August 21, 2012

Feds on Exchange Applications: We're Flexible
Who’s the Most Generous of All? The Findings May Surprise You

August 21, 2012

Who’s the Most Generous of All? The Findings May Surprise You
NAPFA Chair-Elect Ron Rhoades Steps Down Due to Compliance Error

August 20, 2012

NAPFA Chair-Elect Ron Rhoades Steps Down Due to Compliance Error
Settlement spotlights upstart N.Y. regulator

August 20, 2012

Settlement spotlights upstart N.Y. regulator