State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
12 Cities Where a $100,000 Salary Buys the Most
By Michael S. FischerThe real purchasing power of a six-figure income, SmartAsset research finds, depends largely on location and lifestyle.
April 09, 2026
Ex-LPL RIA Worker Pleads Guilty in Double MurderA jury trial will determine if the defendant was legally sane when the victims were slain in 2022.
April 08, 2026
Long-Term Care Hybrid Products Face Regulatory UncertaintySome states may give little attention to life or annuity riders that provide LTC benefits.
April 07, 2026
Heirs Beware: 42% Spend Inheritance Within a Year, Study FindsNet worth had retreated to pre-inheritance levels, or lower, at the 365-day mark.
April 07, 2026
12 States With the Lightest Tax Burdens: 2026WalletHub's research seeks to clarify how U.S. taxpayers are affected by complex federal and state tax codes.
April 06, 2026
SEC Claims Deceased Advisor Stole $1.68M From Elderly, Sues EstateThe agency is suing the estate of John Brodacki, who died in March, to claw back funds it says he took from clients.
April 02, 2026
12 Most Livable Small and Midsize U.S. Cities: 2026In these locations, Livability.com finds, paychecks go further, commutes are shorter and quality of life comes first.
April 02, 2026
Industry Groups Back Effort to Make NAIC More OpenConsumers want free access to recordings. Industry groups want fewer closed sessions.