DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Most Advisors Confused on DOL Rule’s Impact: Galvin Poll
By Janet LevauxA majority incorrectly believes that, despite their work with retirement accounts, the new fiduciary standard wont impact them.
October 25, 2016
A Conversation on Compensation PlansWhat are you doing to prepare for business under the DOL fiduciary rule? Two financial services experts offer their insights to advisors.
October 25, 2016
DOL’s Borzi: First Fiduciary Rule FAQs to Focus on BICEFirst wave of FAQs due out very soon will answer a couple dozen questions on the rules exemptions, including BICE, Phyllis Borzi said.
October 25, 2016
Live from LIMRA: Tackling the DOL ruleSome in the life insurance industry see the DOL fiduciary rule as an opportunity. Here's why.
October 25, 2016
Live from LIMRA: Tackling the DOL ruleSome in the life insurance industry see the DOL fiduciary rule as an opportunity. Here's why.
October 20, 2016
4 versions of the Best Interest Contract ExemptionFor the DOL fiduciary rule, there's not one Best Interest Contract Exemption, but four.
October 20, 2016
4 versions of the Best Interest Contract ExemptionFor the DOL fiduciary rule, there's not one Best Interest Contract Exemption, but four.
October 19, 2016
DOL rule: Ex-NAIFA chief readies practice for the new regimeWhere some advisors see stress and strife as a result of the demands of the DOL fiduciary rule, former NAIFA President Juli McNeely sees opportunity.