DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Financial Advisors Voted Overwhelmingly for Trump: FSI Poll
By Bernice NapachFinancial advisors favored Trump over Clinton by a ratio of more than 3 to 1, according to a post-election poll from FSI.
November 23, 2016
DOL Fiduciary Rule Infringes on Advisors’ Freedom of Speech, Lawsuit ClaimsU.S. District judge in Texas hears a First Amendment argument against the Labor Dept.s fiduciary rule under ERISA.
November 22, 2016
Variable annuity sales fall in advance of DOL ruleBroker-deals are pulling back on variable annuities, but fixed indexed annuities remain on an upward trajectory.
November 22, 2016
Variable annuity sales fall in advance of DOL ruleBroker-deals are pulling back on variable annuities, but fixed indexed annuities remain on an upward trajectory.
November 21, 2016
Is the DOL Fiduciary Rule DOA Under Trump?Just as the industry was ramping up its compliance with the DOL's fiduciary rule, Donald Trump's surprising win could throw its viability into question.
November 20, 2016
Deciphering the DOL rule at NAILBA 35AALU executive Chris Morton attempts to answer the unending questions about the forthcoming DOL fiduciary rule at NAILBA 35.
November 20, 2016
Deciphering the DOL rule at NAILBA 35AALU executive Chris Morton attempts to answer the unending questions about the forthcoming DOL fiduciary rule at NAILBA 35.
November 18, 2016
Judge in Texas Case ‘Very Hard’ on DOL Rule, Lawyer SaysCFP Board lawyer in court room, though, said both sides made very persuasive arguments.