DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Joel Bruckenstein: DOL Rule Is Coming; Time for a Tech Update
By Jane Wollman RusoffThe advisor tech guru talks to ThinkAdvisor about what the DOL rule means for advisors, technologically speaking.
December 05, 2016
Fee Compression, Compliance Are Top Concerns for Advisors: SEI SurveyOnly 11% of the advisors surveyed are ready for the implementation of the DOL fiduciary rule in 2017.
December 05, 2016
The DOL fiduciary rule's future remains murkyAssistant Secretary of Labor Phyllis Borzi refuses to concede that the fiduciary rule faces certain death as a Republication senator tells her agency to halt implementation.
December 05, 2016
The DOL fiduciary rule's future remains murkyAssistant Secretary of Labor Phyllis Borzi refuses to concede that the fiduciary rule faces certain death as a Republication senator tells her agency to halt implementation.
December 01, 2016
DOL's Borzi: Rule or No Rule, There's No Going Back on Fiduciary"Im not going to conclude that this rule is going away" under the Trump administration, Borzi said at a Consumer Federation of America conference.
November 30, 2016
4 DOL fiduciary rule compliance considerationsAs firms transform their businesses to comply with the DOL fiduciary rule, challenges will be centered in four areas.
November 30, 2016
A Trump Repeal of the DOL Fiduciary Rule? Not So FastAdvisors and broker-dealers on a Nasdaq-sponsored panel recommend that advisors not count on a repeal of the rule anytime soon.
November 29, 2016
In DOL/Post-DOL Fiduciary World, RIAs Need to Re-DifferentiateHow RIAs should respond to what's likely to be a new wave of deregulation.