DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Proposed DOL fiduciary rule exemption could impact IMOs
By Kristen BeckmanIMOs may have to meet a capital reserve threshold to become financial institutions under a proposal filed by the Labor Department.
January 03, 2017
DOL tries to clarify QDIA regs on annuities in TDFsDOL letter responds to TIAA inquiry, offers guidance on how TDFs with annuities can comply with QDIA protocol.
January 03, 2017
DOL tries to clarify QDIA regs on annuities in TDFsDOL letter responds to TIAA inquiry, offers guidance on how TDFs with annuities can comply with QDIA protocol.
January 03, 2017
DOL Tries to Clarify QDIA Regs on Annuities in TDFsCan target-date funds that feature annuities be used as qualified default investment alternatives in 401(k) plans? The DOL tries to explain.
December 27, 2016
Hoping for a Regulatory MiracleMany advisors would love some common sense to be exercised in 2017 with respect to the DOL's fiduciary rule.
December 27, 2016
Annuity sales to plunge under DOL fiduciary ruleIRI also says that industry-wide annuity sales in the third quarter of 2016 dropped 12 percent from a year ago.
December 27, 2016
Annuity sales to plunge under DOL fiduciary ruleIRI also says that industry-wide annuity sales in the third quarter of 2016 dropped 12 percent from a year ago.
December 22, 2016
Wells Fargo Outlines DOL, Tech Plans; Departures ContinueThe wirehouse urged its FAs to "have conversations with clients and document" that discussion.