DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Quickly Releases Another Batch of Fiduciary FAQs
By Melanie WaddellThe new guidance for advisors includes some pleasant surprises and one disappointment, lawyer Fred Reish says.
January 09, 2017
Proposed DOL fiduciary rule exemption could impact IMOsIMOs may have to meet a capital reserve threshold to become financial institutions under a proposal filed by the Labor Department.
January 09, 2017
Proposed DOL fiduciary rule exemption could impact IMOsIMOs may have to meet a capital reserve threshold to become financial institutions under a proposal filed by the Labor Department.
January 06, 2017
DOL’s Perez Makes Plea to Trump as NAFA Appeals Fiduciary DecisionIn an exit memo, Perez said the next administration and Congress must adequately fund DOLs enforcement of the fiduciary and overtime rules.
January 03, 2017
DOL tries to clarify QDIA regs on annuities in TDFsDOL letter responds to TIAA inquiry, offers guidance on how TDFs with annuities can comply with QDIA protocol.
January 03, 2017
DOL tries to clarify QDIA regs on annuities in TDFsDOL letter responds to TIAA inquiry, offers guidance on how TDFs with annuities can comply with QDIA protocol.
January 03, 2017
DOL Tries to Clarify QDIA Regs on Annuities in TDFsCan target-date funds that feature annuities be used as qualified default investment alternatives in 401(k) plans? The DOL tries to explain.
December 27, 2016
Hoping for a Regulatory MiracleMany advisors would love some common sense to be exercised in 2017 with respect to the DOL's fiduciary rule.