DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Coming soon: President Trump's fiduciary rule executive order
By Melanie WaddellThe Presidents executive order to delay implementation of the Department of Labors fiduciary rule will likely happen within days.
January 24, 2017
‘No Going Back’ on Commissions, Fiduciary Changes, Broker-Dealer CEOs SayAt FSI OneVoice, execs say that, DOL rule or no DOL rule, commission-based business models are on their way out.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.
January 20, 2017
DOL Posts Indexed Annuity Fiduciary Rule Exemption DraftTo get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.
January 19, 2017
NAFA responds to the DOL's proposed fiduciary rule exemption'No industry of this size can turn on a dime,' Chip Anderson warns.
January 19, 2017
NAFA responds to the DOL's proposed fiduciary rule exemption'No industry of this size can turn on a dime,' Chip Anderson warns.
January 19, 2017
DOL posts indexed annuity fiduciary rule exemption draftTo get supervisory responsibility, a marketing organization might need $1.5 billion in annual sales.