DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Trump to Direct DOL to Delay Fiduciary Rule: Sources
By Melanie WaddellThe order is expected to come this week. Meanwhile, Andrew Puzder's confirmation hearing has been pushed back again.
January 26, 2017
DOL Fiduciary Rule Inspires New Alphabet Soup of Fund SharesJanus has filed with the SEC to launch P and Z shares.
January 26, 2017
Coming soon: President Trump's fiduciary rule executive orderThe Presidents executive order to delay implementation of the Department of Labors fiduciary rule will likely happen within days.
January 25, 2017
FSI Brain Trust Touts Growth; Confident on DOL Rule DelayLeaders of the IBD group say its recent membership growth and advocacy success give it "more firepower."
January 24, 2017
If DOL Fiduciary Gets Delayed, Seize the Moment: FSI’s BrownThe FSI chief says Trump's election gives it once-in-a-generation opportunity to push for more advisor- and client-friendly reforms.
January 24, 2017
‘No Going Back’ on Commissions, Fiduciary Changes, Broker-Dealer CEOs SayAt FSI OneVoice, execs say that, DOL rule or no DOL rule, commission-based business models are on their way out.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.
January 24, 2017
IMOs to DOL: Fiduciary rule class exemption sets too high a barThe DOL's proposed class exemption for IMOs represents 'one step ahead, but two steps back,' says Futurity First Insurance Group CEO Michael Kalen.