DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Trump, GOP could torpedo DOL rule, Dodd-Frank
By Melanie WaddellTrump supports the Financial CHOICE Act, which would kill the DOL fiduciary rule and replace Dodd-Frank.
![DOL rule basics: An 8-step compliance guide [infographic]](https://images.touchpointmarkets.com/cdn-cgi/image/format=auto,fit=contain/https: "DOL rule basics: An 8-step compliance guide [infographic]")
November 05, 2016
DOL rule basics: An 8-step compliance guide [infographic]With just 5 months to go before the fiduciary rule kicks in, advisors will need to familiarize themselves with steps of the process needed to be DOL-compliant.
November 05, 2016
DOL rule basics: An 8-step compliance guide [infographic]With just 5 months to go before the fiduciary rule kicks in, advisors will need to familiarize themselves with steps of the process needed to be DOL-compliant.
November 04, 2016
DOL Rule Survives Court Challenge by Annuity GroupWashington judge rejects preliminary injunction by the National Association for Fixed Annuities.
November 04, 2016
Commonwealth CEO: ‘Unlimited Liability’ Led to Dropping Commission ProductsCEO Wayne Bloom lays out the IBDs response to the DOLs fiduciary stew, including maintaining payouts.
November 03, 2016
DOL Rule, Election Weigh on Financial Advisors: Fidelity SurveyBesides political and regulatory developments, advisors surveyed were also increasingly focused on interest rates.
October 28, 2016
DOL releases first fiduciary rule FAQsThis round of FAQs answers 34 questions on new exemptions and amendments to existing exemptions.
October 27, 2016
SEI, Redtail Launch DOL Fiduciary Action PlanSEI and Redtail are the latest example of firms joining forces to help advisors manage their new compliance burdens.