DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL rule: Ex-NAIFA chief readies practice for the new regime
By Warren S. HerschWhere some advisors see stress and strife as a result of the demands of the DOL fiduciary rule, former NAIFA President Juli McNeely sees opportunity.
October 17, 2016
A System of Engagement to Navigate the DoL Fiduciary RuleLearn how Salesforce Financial Services Cloud can help advisors address the challenges associated with the Department of Labor's Fiduciary Rule.
October 17, 2016
DOL Fiduciary: Outsourcing Offers Small Firms a LifeboatThe primary focus for smaller plan sponsors looking to comply with the DOL fiduciary rule will likely be on mitigating risks through outsourcing.
October 13, 2016
Analyst: Brace yourself for a BIG, post-DOL rule revenue dipA new report makes a jaw-dropping forecast: a precipitous, $20 billion dip in industry revenue resulting from the pending phase-in of the Department of Labors fiduciary rule.
October 13, 2016
Analyst: Brace yourself for a BIG, post-DOL rule revenue dipA new report makes a jaw-dropping forecast: a precipitous, $20 billion dip in industry revenue resulting from the pending phase-in of the Department of Labors fiduciary rule.
October 12, 2016
LPL ‘Baggage’ May Block Search for Buyer: Nomura SecuritiesLPL is reportedly looking at a potential sale or other financial arrangements, but analysts say finding a buyer could be a problem.
October 12, 2016
DOL fiduciary rule forces Merrill to drop commission IRAsThe firm explains its strategy for using the BIC exemption after April 2017 when the DOL's fiduciary rule takes effect.
October 12, 2016
DOL fiduciary rule forces Merrill to drop commission IRAsThe firm explains its strategy for using the BIC exemption after April 2017 when the DOL's fiduciary rule takes effect.