DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Fiduciary Rule Is on the Docket
By Melanie WaddellThe industry was bracing itself in mid-September for the first decision in the string of lawsuits against the Department of Labor's fiduciary rule.
September 28, 2016
Got DOL rule compliance questions? IRI training program has answersThe Insured Retirement Insitute and RegEd are developing training modules to help advisors comply with the Labor Department's fiduciary rule.
September 28, 2016
Nationwide Says DOL Rule Behind Jefferson National DealNationwide said it struck a deal to buy the Louisville-based Jefferson National, a firm with about $4.7 billion in client assets.
September 26, 2016
Broker-dealers on DOL fiduciary rule: Expect advisors to walkThree in four broker-dealers surveyed by LIMRA believe the DOL fiduciary rule will exacerbate the risk of litigation.
September 26, 2016
Broker-dealers on DOL fiduciary rule: Expect advisors to walkThree in four broker-dealers surveyed by LIMRA believe the DOL fiduciary rule will exacerbate the risk of litigation.
September 26, 2016
To the rescue: Ex-coast guard pilot pitches DOL rule revampAccording to Don Trone, the man sometimes referred to as the "Father of Fiduciary," the DOL's rule is inherently flawed. Here's why...
September 26, 2016
To the rescue: Ex-coast guard pilot pitches DOL rule revampAccording to Don Trone, the man sometimes referred to as the "Father of Fiduciary," the DOL's rule is inherently flawed. Here's why...
September 23, 2016
‘Hit Pause’ on DOL Fiduciary Rule, Insurer’s Lawyers Urge Federal JudgeLawyers representing insurer Market Synergy told a Kansas judge that DOL failed to prove that state-based regulation of fixed-indexed annuities is broken.